Can I list my Reg A+ securities on an Alternative Trading System (ATS)?
ATS stands for Alternative Trading System.
Regulatory change in recent years has brought the ATS into existence.
An ATS is an after-market exchange where people that own securities can buy and sell.
Because all Reg A+ offerings are Public Offerings, listing Reg A+ securities after the Reg A+ completes on an ATS is a useful way for a company to provide liquidy to its investors.
One big advantage of ATS exchanges is that shorting of stocks is not possible and naked shorting is not possible.
The fees to list are approximately $10k plus the cost of filing with the States for secondary market Blue Sky exemption.
Related Content:
FAQ
For Fundraisers
Summarize Title IV Regulation A+ for me
What is a Regulation D offering?
What is Reg S or Regulation S?
Can I list my Reg A+ securities on an Alternative Trading System (ATS)?
What is the difference between Tier 1 and Tier 2 Reg A+ offerings?
What is the difference between a Mainstreet Investor and an Accredited Investor?
What types of mid size companies are best suited to Regulation A+ ?
What types of start ups suit Regulation A+ ?
How can I use Manhattan Street Capital to raise money using Reg A+ ?
Reg A+ liquidity explained for insiders and investors
What are the costs involved in raising capital via Regulation A+?
How much does a Regulation S offering cost?
How much does a Regulation D offering cost?
How much does a Regulation A+ IPO cost?
Cost of Taking Your Company Public Using Regulation A+, if you choose this route.
What fee does Manhattan Street Capital charge?
Cost guide for an STO with Manhattan Street Capital?
Timeline Schedule For A Reg A+ IPO To The NASDAQ or NYSE
What Is The Timeline For A Reg A+ Offering?
What Is The Timeline or Schedule For A Reg D Offering?
How does the investment process work on Manhattan Street Capital?
The Best Ways To Use Reg A+ For An STO
Is Regulation A+ an Initial Public Offering — IPO?
Create your Reg A + offering — how to make your offering the best it can be!
What Are The Differences Between An IPO and ICO?
What is the Greenshoe used in IPOs?
How can I raise capital for my Real Estate company using Regulation A+ ?
Can I do a RegD 506c Offering on Manhattan Street Capital?
How to do Updates for my Regulation A Plus Offering?
Do I Have To Take my Company Public To Use Regulation A+ ?
Who can invest in a Reg A+ offering?
Our International US-STO program for companies outside the USA
How much will it cost for reporting as a Reg A + public company if I take this route?
Advise me how to make my Reg A+ offering succeed?
What is the best situation to use Tier 1 in Reg A+ offerings?
Issuer Dealer And Agent Registration Requirements for Tier 2 Offerings
Can I Raise More Than $75 mill in a year using Reg A+?
Manhattan Street Capital’s ICO & STO Investment Process and Services via RegD, Reg S and Reg A+
What Is The Timeline For A RegD/Reg S STO Via Convertible Notes?
What Is The Timeline For A Reg A+ STO Via Warrants?
Which shareholders get liquid first in a Reg A+ offering?
What Is The Timeline For A Reg A+ STO Via Convertible Note?
Can I use Reg A+ if my company is not in the US?
How to market your Regulation A + company offering
What is Testing The Waters in Regulation A+ ?
Completed IPOs via Reg A+, Listing Here
What Is The Timeline For A Reg A+ Tier 1 STO?
What Is The Timeline For A RegD STO?
What is a Security Token Offering?
What Is The Timeline For A Reg A+ Tier 2 STO?
Compare a reverse merger with Reg A+
What does it mean to Reserve your investment in Reg A+ ?
What disclosures are required in a Regulation A Plus offering?
Confusing aspects of Regulation A+
What is an appropriate minimum capital raise for my companies’ Reg A+ offering?
How To Make Your Security Token Offering via Reg A+ & RegD
Can I stop reporting results for my Tier 2 funded company after the offering?
What Kind Of Audit Is Needed For Tier 2 Regulation A+ Offering?
Can I Raise Capital for a Private Equity Fund using Reg A+ ?
Cost of Marketing to Investors For Your Regulation A+ Offering
What is the “Company Offerings” Page in Regulation A plus?
I Want To Use Tier 1. How Can I make It Work Well?
What advantages are there to having a low minimum raise in my Regulation A+ offering?
When does the Audit expire for a Reg A+ Offering?
Is Regulation A+ allowed for International companies?
What’s the difference between Regulation A+ and Equity CrowdFunding?
What is a Hybrid Reg A+ Offering?
My company is outside the USA, can I use Reg A+?
Is it Possible To Raise Capital For a Venture Capital Fund Using Reg A+ ?
How to determine if a token is a security — the Howey Test
Overview Chart of Tier I Finders, Tier II Finders and Registered Brokers
Post Offering Reg A+ SEC Reporting Obligations
Which Broker Dealer does Manhattan Street Capital work with?
What else does Manhattan Street Capital offer besides Regulation A+ fundraising?
Can my company “test the market” before committing to a Reg A plus offering?
How long does a Regulation A Plus offering take?
My company is Publicly held, can we use Reg A+ ?
How to work with Broker Dealers on Your Reg A+, and how to handle the Problem States
Can Canadian Investors invest in a Reg A+ offering?
Does Manhattan Street Capital do Title II or Title III equity Crowdfunding?
What Questions Should I Expect From My Legal Service Provider In The Preparation Of Form 1-A?
Can I do a management buyout or a Spinout using Reg A+ ?
What are the three biggest risks to my Reg A+ succeeding?
What are the Listing requirements for the NASDAQ?
What is a good way for me to raise capital to pay for the Reg A+ ?
What services does Manhattan Street Capital provide for STOs?
How many investors am I allowed to have in my company with Regulation A+ ?
Summary description of Reg CF Equity Crowd Investing
What is the EmployYourFuture(TM) program?
When Marketing my Reg A+ Offering what words or phrases should I avoid using?
Raise Capital For Your International Company, Here’s How
What are the minimum requirements to list on the OTCQB and OTCQX?
What is the minimum investment amount per investor in a Regulation A Plus offering?
How many investors are allowed in Regulation A+?
Show me examples of current live offerings
Can I keep my Reg A+ offering open Continuously?
Key Reg A+ terms at Manhattan Street Capital
How is Regulation A + different from Kickstarter?
How to compress your offering Images for fast page loading
What kind of funding is not allowed under Reg A+?
Examples of Reg A+ companies that have listed on the OTCQB
Key terms at Manhattan Street Capital
DISCLOSURES: Manhattanstreetcapital.com is a website owned and operated by Manhattan Street Capital (“MSC”), a DBA of FundAthena, Inc. MSC is paid fees by the companies that make investment and reservation offerings on this website. Be aware that payment of these fees may put MSC in a conflict of interest with the investor. See the MSC fee schedule here. By accessing this website or any page thereof, you agree to be bound by the Terms of Use and Privacy Policy, as amended from time to time and in effect at the most recent time you access this website or any page thereof. Nothing on this website shall constitute an offer to sell, or a solicitation of an offer to subscribe for or buy, any securities to any person in any jurisdiction to whom or in which such offer or solicitation is unlawful. Consequently, any featured, front page or prominent placement of a listed company on this site is not deemed to be a recommendation and may be based on various algorithms or selections that drive traffic to such listed company. MSC is not a law firm, valuation service, underwriter, broker-dealer or a Title III crowdfunding portal and we do not engage in any activities requiring any such registration. We do not provide advice on investments. MSC does not structure transactions. Do not interpret any advice from MSC staff as a replacement for advice from service providers in these professions. When Rod Turner provides advice this advice is based upon his observations of what works and what does not from a marketing perspective in online offerings. Rod does not tell the audience what to do, or how to do it. He advises the audience what is most likely to be easier to market cost effectively in the online context. The choices of all aspects of companies offerings are made by the companies that make offerings. Listed companies are actively seeking to raise early stage capital pursuant to Rule 506(b) or Rule 506(c) of Regulation D (“Regulation D”) under the U.S. Securities Act of 1933, as amended (the “Securities Act”), or pursuant to Regulation A (sometimes referred to as “Regulation A+”) under the Securities Act (“Regulation A”). A listed company’s offerings are being made by, and all the information included on this website relating to a listed company and its securities has been provided by and is the responsibility of, such listed company. A listed company’s offerings on this website, if made pursuant to Rule 506(b) or Rule 506(c) of Regulation D, generally are available only to “accredited investors” as defined in Regulation D. Accredited investors are able to identify listed companies in which they may have an interest after a certification process for Rule 506(b) offerings, while Rule 506(c) offerings are available for the general public to view. Offerings made pursuant to Regulation A are also generally available for the general public to view. Investing in securities, particularly in securities issued by start-up companies, involves substantial risk, and investors should be able to bear the loss of their entire investment. All investors should make their own determination of whether or not to make any investment based on their own independent evaluation and analysis. See our Investor Risks and Education Guide. MSC does not verify or assure that information provided by any listed company offering its securities is accurate or complete or that the valuation of such securities is appropriate. The content (Blogs, FAQs, News) posted on MSC may contain incorrect information, always get professional advice. Neither MSC nor any of its directors, officers, employees, representatives, affiliates or agents shall have any liability whatsoever arising from any error or incompleteness of fact or opinion in, or lack of care in the preparation of, any of the materials posted on this website. MSC does not provide legal, accounting or tax advice. Any representation or implication to the contrary is expressly disclaimed.
You can learn more about investing in Regulation D and Regulation A offerings from the SEC or FINRA.